Primary Office
Corporate and Securities Matters
Select representations include:
- A public real estate partnership in a $750 million IPO, and subsequent acquisition of a REIT through a registered exchange offer.
- A REIT in connection with a Regulation A offering raising in excess of $100 million.
- A chief executive officer of a NASDAQ listed company with respect to Hart-Scott-Rodino filings in connection with the exercise of stock options and the structuring of a 10b5-1 trading plan.
- A foreign investor in a Series A investment into a consumer products company in the dental space.
- A chief executive officer of an NYSE listed company in negotiation of a severance package.
- A venture capital fund with an excess of $100 million in commitments in establishing, maintaining and unwinding several co-investment vehicles.
- A private equity fund with an excess of $1 billion in assets under management in securing the withdrawal of a short-swing profit suit by a professional plaintiff.
- A private equity fund with an excess of $1.25 billion in assets under management in connection with a debt investment into a publicly traded charter airline.
- A private equity fund with an excess of $1 billion in assets under management in a series of debt investments in an OTC-listed alternative energy company, including with respect to its related Schedule 13D filing requirements.
- A family office in a series of venture capital investments into a fashion company.
- A private company in a $30 million ESOP offering, including with respect to state blue sky requirements.
- A NYSE listed beverage company in a registered direct offering.
- A financial sponsor in the acquisition of a registered investment adviser with more than $50 million in assets under management.